RIA Intel›Advisers›NOMURA ASSET MANAGEMENT HONG KONG LIMITED

NOMURA ASSET MANAGEMENT HONG KONG LIMITED

Advisory

N·CENTRAL HONG KONG

Data as of Jun 21, 2019 · Source: SEC Form ADV

Total AUM

$699M

1-Year AUM Growth

-13.6%

3-Year CAGR

+0.9%

Employees

6

Assets Under Management

Total AUM$699M

Discretionary AUM$666M

Non-Discretionary AUM$33M

Discretionary %95.3%

Total Clients—

Team

Total Employees6

Investment Advisers16

Employee Growth (1Y)—

Filing History

Total Filings on Record44

First FilingApr 30, 2001

Latest FilingJun 21, 2019

🔒 Full AUM trend chart and 44 historical filings spanning 18+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on NOMURA ASSET MANAGEMENT HONG KONG LIMITED

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.