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NOMURA ASSET MANAGEMENT CO., LTD.

Institutional

N·TOKYO

Data as of May 1, 2026 · Source: SEC Form ADV

Total AUM

$514.3B

1-Year AUM Growth

-7.6%

3-Year CAGR

-6.1%

Employees

300

Assets Under Management

Total AUM$514.3B

Discretionary AUM$507.4B

Non-Discretionary AUM$7.0B

Discretionary %98.6%

Total Clients1,845

Team

Total Employees300

Investment Advisers930

Employee Growth (1Y)—

Filing History

Total Filings on Record75

First FilingApr 30, 2001

Latest FilingMay 1, 2026

🔒 Full AUM trend chart and 75 historical filings spanning 25+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on NOMURA ASSET MANAGEMENT CO., LTD.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.