RIA Intel›Advisers›California›NMS CAPITAL ASSET MANAGEMENT, INC.

NMS CAPITAL ASSET MANAGEMENT, INC.

Advisory

N·BEVERLY HILLS, CA

Data as of Jul 11, 2018 · Source: SEC Form ADV

Total AUM

$139M

1-Year AUM Growth

+19.4%

3-Year CAGR

+76.0%

Employees

9

Assets Under Management

Total AUM$139M

Discretionary AUM$0

Non-Discretionary AUM$139M

Discretionary %0%

Total Clients—

Team

Total Employees9

Investment Advisers9

Employee Growth (1Y)—

Filing History

Total Filings on Record42

First FilingAug 19, 2009

Latest FilingJul 11, 2018

🔒 Full AUM trend chart and 42 historical filings spanning 9+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on NMS CAPITAL ASSET MANAGEMENT, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.