RIA Intel›Advisers›NIERENBERG INVESTMENT MANAGEMENT COMPANY, LLC

NIERENBERG INVESTMENT MANAGEMENT COMPANY, LLC

Fund Manager

N·

Data as of Mar 13, 2026 · Source: SEC Form ADV

Total AUM

$235M

1-Year AUM Growth

+26.2%

3-Year CAGR

+11.1%

Employees

2

Assets Under Management

Total AUM$235M

Discretionary AUM$235M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients4

Team

Total Employees2

Investment Advisers3

Employee Growth (1Y)—

Private Funds

Number of Private Funds3

🔒 Fund-level details including strategies, gross assets, and individual fund records

Filing History

Total Filings on Record20

First FilingFeb 14, 2012

Latest FilingMar 13, 2026

🔒 Full AUM trend chart and 20 historical filings spanning 14+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on NIERENBERG INVESTMENT MANAGEMENT COMPANY, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.