RIA Intel›Advisers›Maine›NICHOLS, JAMES WILLIAM

NICHOLS, JAMES WILLIAM

Advisory

N·BANGOR, ME

Data as of Jul 5, 2012 · Source: SEC Form ADV

Total AUM

$44M

1-Year AUM Growth

-11.8%

3-Year CAGR

+3.7%

Employees

0

Assets Under Management

Total AUM$44M

Discretionary AUM$44M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients—

Team

Total Employees0

Investment Advisers0

Employee Growth (1Y)—

Filing History

Total Filings on Record12

First FilingMay 25, 2004

Latest FilingJul 5, 2012

🔒 Full AUM trend chart and 12 historical filings spanning 8+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

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📊 Peer Benchmarking

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👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on NICHOLS, JAMES WILLIAM

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.