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NI ADVISORS

Advisory

MILPITAS, CA

Data as of Mar 3, 2026 · Source: SEC Form ADV

Rank in CA

#5,028

of 5,480 advisers by AUM

Average account

$509K

across 7 accounts

AUM per adviser

$890K

4 advisers

Source: SEC Form ADV. Figures as filed Mar 3, 2026.

Total AUM

$4M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

16

Assets Under Management

Total AUM$4M

Discretionary AUM$1M

Non-Discretionary AUM$2M

Discretionary %30.9%

Total Clients6

Team

Total Employees16

Investment Advisers4

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureCorporation

Fiscal Year EndJune

Operates In7 states

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

6 clients

6 high-net-worth

The full client-type breakdown and the share of AUM each category represents.

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Advisers of similar size in CA

Closest by assets under management. All figures from Form ADV.

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S & Y ASSET MANAGEMENT LLC

SAN FRANCISCO, CA

$4M

QURIUM CAPITAL LLC

CHINO HILLS, CA

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TALLAC CORPORATION

SAN FRANCISCO, CA

$4M

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