RIA Intel›Advisers›New York›NGC FINANCIAL, LLC

NGC FINANCIAL, LLC

Advisory

N·BAYSIDE, NY

Data as of Nov 12, 2024 · Source: SEC Form ADV

Total AUM

$57M

1-Year AUM Growth

+51.3%

3-Year CAGR

—

Employees

1

Assets Under Management

Total AUM$57M

Discretionary AUM$0

Non-Discretionary AUM$57M

Discretionary %0%

Total Clients78

Team

Total Employees1

Investment Advisers1

Employee Growth (1Y)0.0%

Filing History

Total Filings on Record4

First FilingOct 16, 2023

Latest FilingNov 12, 2024

🔒 Full AUM trend chart and 4 historical filings spanning 1+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on NGC FINANCIAL, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.