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NFJ INVESTMENT GROUP LLC

Advisory

N·DALLAS, TX

Data as of Mar 30, 2017 · Source: SEC Form ADV

Total AUM

$19.7B

1-Year AUM Growth

-31.8%

3-Year CAGR

-15.6%

Employees

16

Assets Under Management

Total AUM$19.7B

Discretionary AUM$15.6B

Non-Discretionary AUM$4.2B

Discretionary %78.9%

Total Clients—

Team

Total Employees16

Investment Advisers21

Employee Growth (1Y)—

Filing History

Total Filings on Record57

First FilingFeb 27, 2001

Latest FilingMar 30, 2017

🔒 Full AUM trend chart and 57 historical filings spanning 16+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on NFJ INVESTMENT GROUP LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.