RIA Intel›Advisers›Texas›NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

Advisory

N·HOUSTON, TX

Data as of Oct 31, 2024 · Source: SEC Form ADV

Total AUM

$3.8B

1-Year AUM Growth

+20.7%

3-Year CAGR

+9.7%

Employees

307

Assets Under Management

Total AUM$3.8B

Discretionary AUM$3.7B

Non-Discretionary AUM$43M

Discretionary %98.9%

Total Clients11,523

Team

Total Employees307

Investment Advisers564

Employee Growth (1Y)-12.7%

Filing History

Total Filings on Record96

First FilingMar 29, 2001

Latest FilingOct 31, 2024

🔒 Full AUM trend chart and 96 historical filings spanning 23+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on NEXT FINANCIAL GROUP, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.