RIA Intel›Advisers›Florida›NEWPORT GROUP SECURITIES, INC.

NEWPORT GROUP SECURITIES, INC.

Advisory

N·LAKE MARY, FL

Data as of Jun 13, 2023 · Source: SEC Form ADV

Total AUM

$23.0B

1-Year AUM Growth

-21.4%

3-Year CAGR

-7.1%

Employees

38

Assets Under Management

Total AUM$23.0B

Discretionary AUM$1.7B

Non-Discretionary AUM$21.2B

Discretionary %7.6%

Total Clients—

Team

Total Employees38

Investment Advisers38

Employee Growth (1Y)—

Filing History

Total Filings on Record102

First FilingJul 16, 2001

Latest FilingJun 13, 2023

🔒 Full AUM trend chart and 102 historical filings spanning 22+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on NEWPORT GROUP SECURITIES, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.