RIA Intel›Advisers›New York›NEW YORK LIFE INVESTMENT MANAGEMENT LLC

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

Institutional

N·NEW YORK, NY

Data as of Jan 8, 2026 · Source: SEC Form ADV

Total AUM

$113.2B

1-Year AUM Growth

+14.0%

3-Year CAGR

-1.7%

Employees

20

Assets Under Management

Total AUM$113.2B

Discretionary AUM$111.2B

Non-Discretionary AUM$1.9B

Discretionary %98.3%

Total Clients1,042

Team

Total Employees20

Investment Advisers349

Employee Growth (1Y)+33.3%

Filing History

Total Filings on Record90

First FilingApr 6, 2001

Latest FilingJan 8, 2026

🔒 Full AUM trend chart and 90 historical filings spanning 25+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on NEW YORK LIFE INVESTMENT MANAGEMENT LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.