RIA Intel›Advisers›NEUBERGER BERMAN CANADA ULC

NEUBERGER BERMAN CANADA ULC

Advisory

N·TORONTO, ONTARIO

Data as of Apr 14, 2026 · Source: SEC Form ADV

Total AUM

$12.4B

1-Year AUM Growth

+5.1%

3-Year CAGR

+21.2%

Employees

13

Assets Under Management

Total AUM$12.4B

Discretionary AUM$12.4B

Non-Discretionary AUM$0

Discretionary %100%

Total Clients2,033

Team

Total Employees13

Investment Advisers27

Employee Growth (1Y)-15.4%

Filing History

Total Filings on Record23

First FilingOct 5, 2016

Latest FilingApr 14, 2026

🔒 Full AUM trend chart and 23 historical filings spanning 10+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on NEUBERGER BERMAN CANADA ULC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.