RIA Intel›Advisers›New York›NEO IVY CAPITAL MANAGEMENT, LLC

NEO IVY CAPITAL MANAGEMENT, LLC

Advisory

N·NEW YORK, NY

Data as of Jan 9, 2026 · Source: SEC Form ADV

Total AUM

$1.0B

1-Year AUM Growth

+500.0%

3-Year CAGR

+77.7%

Employees

7

Assets Under Management

Total AUM$1.0B

Discretionary AUM$1.0B

Non-Discretionary AUM$0

Discretionary %100%

Total Clients3

Team

Total Employees7

Investment Advisers10

Employee Growth (1Y)0.0%

Private Funds

Number of Private Funds1

🔒 Fund-level details including strategies, gross assets, and individual fund records

Filing History

Total Filings on Record12

First FilingJun 24, 2019

Latest FilingJan 9, 2026

🔒 Full AUM trend chart and 12 historical filings spanning 7+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on NEO IVY CAPITAL MANAGEMENT, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.