RIA Intel›Advisers›Washington›NELSON SECURITIES,INC.

NELSON SECURITIES,INC.

Advisory

N·SPOKANE, WA

Data as of Aug 9, 2024 · Source: SEC Form ADV

Total AUM

$272M

1-Year AUM Growth

+13.8%

3-Year CAGR

+4.1%

Employees

9

Assets Under Management

Total AUM$272M

Discretionary AUM$248M

Non-Discretionary AUM$24M

Discretionary %91.1%

Total Clients2,023

Team

Total Employees9

Investment Advisers15

Employee Growth (1Y)0.0%

Filing History

Total Filings on Record38

First FilingMar 23, 2001

Latest FilingAug 9, 2024

🔒 Full AUM trend chart and 38 historical filings spanning 23+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on NELSON SECURITIES,INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.