RIA Intel›Advisers›North Carolina›NEALE FINANCIAL, LLC

NEALE FINANCIAL, LLC

Advisory

NC

Data as of Feb 7, 2026 · Source: SEC Form ADV

Average account

$269K

across 173 accounts

AUM per adviser

$47M

1 advisers

Source: SEC Form ADV. Figures as filed Feb 7, 2026.

Total AUM

$47M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

1

Assets Under Management

Total AUM$47M

Discretionary AUM$47M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients166

Team

Total Employees1

Investment Advisers1

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureLimited Liability Company

Fiscal Year EndDecember

Operates InGA, NC, SC, TX

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

166 clients

7 high-net-worth

The full client-type breakdown and the share of AUM each category represents.

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Advisers of similar size in NC

Closest by assets under management. All figures from Form ADV.

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FLAGSHIP WEALTH MANAGEMENT GROUP, LLC

$46M

LINDA P. ERICKSON, CFP, INC.

$48M

VERITAS INVESTMENT ADVISORY GROUP LLC

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$46M

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