RIA Intel›Advisers›Pennsylvania›NATIONAL PENN CAPITAL ADVISORS, INC.

NATIONAL PENN CAPITAL ADVISORS, INC.

Advisory

N·DOYLESTOWN, PA

Data as of Mar 17, 2014 · Source: SEC Form ADV

Total AUM

$1.0B

1-Year AUM Growth

-0.8%

3-Year CAGR

+4.3%

Employees

6

Assets Under Management

Total AUM$1.0B

Discretionary AUM$333M

Non-Discretionary AUM$674M

Discretionary %33.1%

Total Clients—

Team

Total Employees6

Investment Advisers7

Employee Growth (1Y)—

Filing History

Total Filings on Record26

First FilingJun 25, 2001

Latest FilingMar 17, 2014

🔒 Full AUM trend chart and 26 historical filings spanning 13+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on NATIONAL PENN CAPITAL ADVISORS, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.