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MWM ADVISORY SERVICES LLC

Advisory

N·LOUISVILLE, KY

Data as of Mar 21, 2019 · Source: SEC Form ADV

Total AUM

$71M

1-Year AUM Growth

-80.3%

3-Year CAGR

-29.4%

Employees

16

Assets Under Management

Total AUM$71M

Discretionary AUM$62M

Non-Discretionary AUM$9M

Discretionary %87.7%

Total Clients—

Team

Total Employees16

Investment Advisers16

Employee Growth (1Y)—

Filing History

Total Filings on Record16

First FilingNov 25, 2013

Latest FilingMar 21, 2019

🔒 Full AUM trend chart and 16 historical filings spanning 6+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on MWM ADVISORY SERVICES LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.