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MONEY CONCEPTS CAPITAL CORP

Advisory

N·PALM BEACH GARDENS, FL

Data as of Mar 24, 2026 · Source: SEC Form ADV

Total AUM

$4.1B

1-Year AUM Growth

+9.8%

3-Year CAGR

-4.3%

Employees

375

Assets Under Management

Total AUM$4.1B

Discretionary AUM$2.5B

Non-Discretionary AUM$1.6B

Discretionary %60.9%

Total Clients14,898

Team

Total Employees375

Investment Advisers478

Employee Growth (1Y)-5.1%

Filing History

Total Filings on Record76

First FilingApr 5, 2001

Latest FilingMar 24, 2026

🔒 Full AUM trend chart and 76 historical filings spanning 25+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on MONEY CONCEPTS CAPITAL CORP

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.