RIA Intel›Advisers›Arizona›MODERN WEALTH LLC

MODERN WEALTH LLC

Advisory

CHANDLER, AZ

Data as of Jun 29, 2026 · Source: SEC Form ADV

Average account

$51K

across 426 accounts

AUM per adviser

$7M

3 advisers

Source: SEC Form ADV. Figures as filed Jun 29, 2026.

Total AUM

$22M

Discretionary %

99.6%

Clients

130

Employees

3

State-registered adviser

Figures are from this firm’s most recent Form ADV. Growth rates, the AUM trend and peer ranking each need two or more filings to compare, so they are not available yet — they build up from here as new filings are made.

Assets Under Management

Total AUM$22M

Discretionary AUM$22M

Non-Discretionary AUM$77K

Discretionary %99.6%

Total Clients130

Team

Total Employees3

Investment Advisers3

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureLimited Liability Company

Fiscal Year EndDecember

Operates InAZ, CA, TX, WI

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

130 clients

2 high-net-worth

The full client-type breakdown and the share of AUM each category represents.

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Advisers of similar size in AZ

Closest by assets under management. All figures from Form ADV.

BKS WEALTH LLC

$22M

OVERSON ADVISORY GROUP LLC

MESA, AZ

$22M

EPL INVESTMENT ADVISORY LLC

MESA, AZ

$22M

PRISM CAPITAL ADVISORS, LLC

SCOTTSDALE, AZ

$22M

+104.8% 1Y

RK RETIREMENT SOLUTIONS LLC

$22M

NERGARD WEALTH MANAGEMENT, LLC

$21M

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