RIA Intel›Advisers›Massachusetts›MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

Advisory

N·SPRINGFIELD, MA

Data as of Jul 10, 2026 · Source: SEC Form ADV

Total AUM

$115.6B

1-Year AUM Growth

+23.6%

3-Year CAGR

+12.7%

Employees

4,961

Assets Under Management

Total AUM$115.6B

Discretionary AUM$70.7B

Non-Discretionary AUM$45.0B

Discretionary %61.1%

Total Clients392,809

Team

Total Employees4,961

Investment Advisers6,976

Employee Growth (1Y)+3.6%

Filing History

Total Filings on Record290

First FilingNov 9, 2000

Latest FilingJul 10, 2026

🔒 Full AUM trend chart and 290 historical filings spanning 26+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on MML INVESTORS SERVICES, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.