RIA Intel›Advisers›Illinois›MID-CONTINENT CAPITAL LLC

MID-CONTINENT CAPITAL LLC

Advisory

N·CHICAGO, IL

Data as of Jan 13, 2022 · Source: SEC Form ADV

Total AUM

$4.0B

1-Year AUM Growth

+25.0%

3-Year CAGR

+12.8%

Employees

9

Assets Under Management

Total AUM$4.0B

Discretionary AUM$3.8B

Non-Discretionary AUM$152M

Discretionary %96.2%

Total Clients—

Team

Total Employees9

Investment Advisers17

Employee Growth (1Y)—

Filing History

Total Filings on Record40

First FilingMar 8, 2001

Latest FilingJan 13, 2022

🔒 Full AUM trend chart and 40 historical filings spanning 21+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on MID-CONTINENT CAPITAL LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.