RIA Intel›Advisers›New York›MARSHALL & STERLING WEALTH ADVISORS, INC.

MARSHALL & STERLING WEALTH ADVISORS, INC.

Advisory

N·POUGHKEEPSIE, NY

Data as of Jan 20, 2026 · Source: SEC Form ADV

Total AUM
$996M
1-Year AUM Growth
+50.0%
3-Year CAGR
+33.0%
Employees
7
Assets Under Management
Total AUM$996M
Discretionary AUM$376M
Non-Discretionary AUM$620M
Discretionary %37.7%
Total Clients1,009
Team
Total Employees7
Investment Advisers13
Employee Growth (1Y)+16.7%
Filing History
Total Filings on Record30
First FilingOct 7, 2013
Latest FilingJan 20, 2026
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Registration
Status—
Registration Date—
SEC RegisteredYes
Exempt ReportingNo
⚡ Succession Risk Score

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📊 Peer Benchmarking

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👥 Owners & Officers

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🏦 Client Demographics

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