RIA Intel›Advisers›California›MARK SMITH FINANCIAL SERVICES, INC.

MARK SMITH FINANCIAL SERVICES, INC.

Advisory

THOUSAND OAKS DRIVE, CA

Data as of Feb 10, 2026 · Source: SEC Form ADV

Rank in CA

#2,716

of 5,480 advisers by AUM

Average account

$345K

across 312 accounts

AUM per adviser

$108M

1 advisers

Source: SEC Form ADV. Figures as filed Feb 10, 2026.

Total AUM

$108M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

3

Assets Under Management

Total AUM$108M

Discretionary AUM$106M

Non-Discretionary AUM$2M

Discretionary %98.1%

Total Clients130

Team

Total Employees3

Investment Advisers1

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureCorporation

Fiscal Year EndDecember

Operates InCA

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

130 clients

50 high-net-worth

The full client-type breakdown and the share of AUM each category represents.

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