RIA Intel›Advisers›California›MAINO JAMES FREDERICK

MAINO JAMES FREDERICK

Advisory

N·AVILA BEACH, CA

Data as of Mar 25, 2016 · Source: SEC Form ADV

Total AUM

$102M

1-Year AUM Growth

-6.6%

3-Year CAGR

+2.6%

Employees

1

Assets Under Management

Total AUM$102M

Discretionary AUM$102M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients—

Team

Total Employees1

Investment Advisers3

Employee Growth (1Y)—

Filing History

Total Filings on Record30

First FilingJan 29, 2001

Latest FilingMar 25, 2016

🔒 Full AUM trend chart and 30 historical filings spanning 15+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

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📊 Peer Benchmarking

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👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on MAINO JAMES FREDERICK

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.