RIA Intel›Advisers›Florida›MAINLAND FINANCIAL SERVICES LLC

MAINLAND FINANCIAL SERVICES LLC

Advisory

SARASOTA, FL

Data as of Mar 9, 2026 · Source: SEC Form ADV

Rank in FL

#1,688

of 2,610 advisers by AUM

Average account

$1M

across 39 accounts

AUM per adviser

$42M

1 adviser

Source: SEC Form ADV. Figures as filed Mar 9, 2026.

Total AUM

$42M

Discretionary %

100%

Clients

25

Employees

1

State-registered adviser

Figures are from this firm’s most recent Form ADV. Growth rates, the AUM trend and peer ranking each need two or more filings to compare, so they are not available yet — they build up from here as new filings are made.

Assets Under Management

Total AUM$42M

Discretionary AUM$42M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients25

Team

Total Employees1

Investment Advisers1

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureLimited Liability Company

Fiscal Year EndDecember

Operates InCA, FL

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

25 clients

13 high-net-worth

The full client-type breakdown and the share of AUM each category represents.

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Advisers of similar size in FL

Closest by assets under management. All figures from Form ADV.

SUCCESSFUL MONEY MANAGEMENT OF SARASOTA, INC.

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-57.1% 1Y

MORENO CAPITAL LLC

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SEACOAST ASSET MANAGEMENT, LLC

STUART, FL

$42M

ROBERT RAYMOND DUFRESNE

$41M

DELGADO PRIVATE WEALTH MANAGEMENT LLC

NAPLES, FL

$42M

PINELIGHT FINANCIAL PLLC

$41M

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