RIA Intel›Advisers›Maine›MAINE SECURITIES CORPORATION

MAINE SECURITIES CORPORATION

Advisory

PORTLAND,, ME

Data as of Jun 11, 2025 · Source: SEC Form ADV

Average account

$987K

across 26 accounts

AUM per adviser

$26M

1 advisers

Source: SEC Form ADV. Figures as filed Jun 11, 2025.

Total AUM

$26M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

1

Assets Under Management

Total AUM$26M

Discretionary AUM$26M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients26

Team

Total Employees1

Investment Advisers1

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureCorporation

Fiscal Year EndDecember

Operates InME

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

26 clients

4 high-net-worth

The full client-type breakdown and the share of AUM each category represents.

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Advisers of similar size in ME

Closest by assets under management. All figures from Form ADV.

MAINE CENTER FOR WEALTH MANAGEMENT, LLC

$25M

J. MURPHY ASSET MANAGEMENT, LLC

$27M

WARREN FINANCIAL, LLC

$28M

SCHULTZ RETIREMENT INCOME SOLUTIONS, INC.

$28M

HARBOR INVESTMENT ADVISORS

$28M

CLM CAPITAL MANAGEMENT LLC

$28M

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