RIA Intel›Advisers›Colorado›M. J. SMITH AND ASSOCIATES

M. J. SMITH AND ASSOCIATES

Advisory

N·GREENWOOD VILLAGE, CO

Data as of Jul 30, 2020 · Source: SEC Form ADV

Total AUM

$886M

1-Year AUM Growth

+33.9%

3-Year CAGR

+7.5%

Employees

6

Assets Under Management

Total AUM$886M

Discretionary AUM$806M

Non-Discretionary AUM$80M

Discretionary %91%

Total Clients—

Team

Total Employees6

Investment Advisers7

Employee Growth (1Y)—

Filing History

Total Filings on Record35

First FilingMar 22, 2001

Latest FilingJul 30, 2020

🔒 Full AUM trend chart and 35 historical filings spanning 19+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

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📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on M. J. SMITH AND ASSOCIATES

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.