RIA Intel›Advisers›New York›M & I FINANCIAL PLANNING SERVICES

M & I FINANCIAL PLANNING SERVICES

Advisory

NY

Data as of Feb 26, 2026 · Source: SEC Form ADV

Rank in NY

#5,084

of 5,722 advisers by AUM

Average account

$333K

across 56 accounts

AUM per adviser

$9M

2 advisers

Source: SEC Form ADV. Figures as filed Feb 26, 2026.

Total AUM

$19M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

2

Assets Under Management

Total AUM$19M

Discretionary AUM$19M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients56

Team

Total Employees2

Investment Advisers2

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructurePartnership

Fiscal Year EndDecember

Operates InNY

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

See plansIncluded with the Intelligence plan

Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

See plansIncluded with the Intelligence plan

Owners & Officers

Names, titles, ownership bands and control-person status for each.

See plansIncluded with the Intelligence plan

Client Demographics

56 clients

The full client-type breakdown and the share of AUM each category represents.

See plansIncluded with the Intelligence plan

Advisers of similar size in NY

Closest by assets under management. All figures from Form ADV.

MOUNT STREET PORTFOLIO ADVISERS LLC

$19M

ADIRONDACK RETIREMENT STRATEGIES LLC

$19M

PRESCIENT WEALTH MANAGEMENT, INC.

$19M

KAHN BROTHERS ASSET MANAGEMENT CORP

$18M

CENTURA PERSONAL FINANCIAL SERVICES, INC.

GARDEN CITY, NY

$19M

PUBLIC ADVISORS LLC

$19M

Get the full picture on M & I FINANCIAL PLANNING SERVICES

A free account gives you full profiles across 57,000+ ADV filers, state-level reports, and a watchlist to track M & I FINANCIAL PLANNING SERVICES and its peers. Owners, succession scoring and peer benchmarking are on the Intelligence plan.

Create a free account →See plans