RIA Intel›Advisers›Oregon›M HOLDINGS SECURITIES, INC.

M HOLDINGS SECURITIES, INC.

Advisory

N·PORTLAND, OR

Data as of Mar 31, 2026 · Source: SEC Form ADV

Total AUM

$3.2B

1-Year AUM Growth

+14.8%

3-Year CAGR

+4.0%

Employees

171

Assets Under Management

Total AUM$3.2B

Discretionary AUM$2.0B

Non-Discretionary AUM$1.2B

Discretionary %61.5%

Total Clients3,621

Team

Total Employees171

Investment Advisers1,442

Employee Growth (1Y)-4.9%

Filing History

Total Filings on Record110

First FilingFeb 27, 2001

Latest FilingMar 31, 2026

🔒 Full AUM trend chart and 110 historical filings spanning 25+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on M HOLDINGS SECURITIES, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.