RIA Intel›Advisers›California›LUPU FINANCIAL SERVICES, LLC

LUPU FINANCIAL SERVICES, LLC

Advisory

IRVINE, CA

Data as of Aug 7, 2026 · Source: SEC Form ADV

Rank in CA

#4,444

of 5,480 advisers by AUM

Average account

$250K

across 60 accounts

AUM per adviser

$15M

1 adviser

Source: SEC Form ADV. Figures as filed Aug 7, 2026.

Total AUM

$15M

Discretionary %

100%

Clients

45

Employees

1

State-registered adviser

Figures are from this firm’s most recent Form ADV. Growth rates, the AUM trend and peer ranking each need two or more filings to compare, so they are not available yet — they build up from here as new filings are made.

Assets Under Management

Total AUM$15M

Discretionary AUM$15M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients45

Team

Total Employees1

Investment Advisers1

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureLimited Liability Company

Fiscal Year EndDecember

Operates InCA

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

45 clients

5 high-net-worth

The full client-type breakdown and the share of AUM each category represents.

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Advisers of similar size in CA

Closest by assets under management. All figures from Form ADV.

REDWOOD FINANCIAL ADVISORS, INC

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NORTHBROOK FINANCIAL GROUP, LLC

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$15M

HILLTOP ADVISORS, LLC

$15M

-3.4% 1Y

JOSEPH L. ALDRIDGE

$15M

M3 ASSET MANAGEMENT, INC.

PASADENA, CA

$15M

0.0% 1Y

VALUEVEST MANAGEMENT CO LLC

SAN FRANCISCO, CA

$15M

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