RIA Intel›Advisers›South Carolina›LPL FINANCIAL LLC

LPL FINANCIAL LLC

Advisory

N·FORT MILL, SC

Data as of Jul 1, 2026 · Source: SEC Form ADV

Total AUM

$819.1B

1-Year AUM Growth

+33.5%

3-Year CAGR

+15.3%

Employees

36,280

Assets Under Management

Total AUM$819.1B

Discretionary AUM$818.3B

Non-Discretionary AUM$798M

Discretionary %99.9%

Total Clients1,676,192

Team

Total Employees36,280

Investment Advisers41,879

Employee Growth (1Y)0.0%

Filing History

Total Filings on Record273

First FilingJan 30, 2001

Latest FilingJul 1, 2026

🔒 Full AUM trend chart and 273 historical filings spanning 25+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on LPL FINANCIAL LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.