RIA Intel›Advisers›South Carolina›LPL ENTERPRISE, LLC

LPL ENTERPRISE, LLC

Advisory

N·FORT MILL, SC

Data as of Jul 1, 2026 · Source: SEC Form ADV

Total AUM

$24.9B

1-Year AUM Growth

—

3-Year CAGR

—

Employees

4,492

Assets Under Management

Total AUM$24.9B

Discretionary AUM$24.9B

Non-Discretionary AUM$4M

Discretionary %100%

Total Clients86,726

Team

Total Employees4,492

Investment Advisers5,215

Employee Growth (1Y)+25983.3%

Filing History

Total Filings on Record7

First FilingJul 8, 2024

Latest FilingJul 1, 2026

🔒 Full AUM trend chart and 7 historical filings spanning 2+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on LPL ENTERPRISE, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.