RIA Intel›Advisers›Tennessee›LORI A. DODSON AND ASSOCIATES, LLC

LORI A. DODSON AND ASSOCIATES, LLC

Advisory

NASHVILLE, TN

Data as of Mar 20, 2006 · Source: SEC Form ADV

Total AUM

$36M

1-Year AUM Growth

+7.0%

3-Year CAGR

-3.5%

Employees

0

Assets Under Management

Total AUM$36M

Discretionary AUM$28M

Non-Discretionary AUM$8M

Discretionary %76.8%

Total Clients—

Team

Total Employees0

Investment Advisers0

Employee Growth (1Y)—

Filing History

Total Filings on Record7

First FilingMar 27, 2001

Latest FilingMar 20, 2006

🔒 Full AUM trend chart and 7 historical filings spanning 5+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on LORI A. DODSON AND ASSOCIATES, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.