RIA Intel›Advisers›California›LORA, JOSEPH B.

LORA, JOSEPH B.

Advisory

CA

Data as of Mar 30, 2026 · Source: SEC Form ADV

Rank in CA
#4,823
of 5,480 advisers by AUM
Average account
$294K
across 23 accounts
AUM per adviser
$7M
1 adviser

Source: SEC Form ADV. Figures as filed Mar 30, 2026.

Total AUM
$7M
Discretionary %
0%
Clients
23
Employees
1

State-registered adviser

Figures are from this firm’s most recent Form ADV. Growth rates, the AUM trend and peer ranking each need two or more filings to compare, so they are not available yet — they build up from here as new filings are made.

Assets Under Management
Total AUM$7M
Discretionary AUM$0
Non-Discretionary AUM$7M
Discretionary %0%
Total Clients23
Team
Total Employees1
Investment Advisers1
Registration
SEC RegisteredNo
Exempt ReportingNo
Legal StructureSole Proprietorship
Fiscal Year EndDecember
Operates InCA
Succession Risk
Peer Benchmarking
Owners & Officers
Client Demographics

Advisers of similar size in CA

Closest by assets under management. All figures from Form ADV.

STONE OAK CAPITAL, LLC
$7M
ALLEN FINANCIAL ADVISEMENT, INC.
LA JOLLA, CA
$7M
SHEPHERD ADVISOR LLC
$7M
CALTIER ADVISORS, LLC
POWAY, CA
$7M
0.0% 1Y
PACIFIC EDGE INVESTMENT MANAGEMENT, LLC
MOUNTAIN VIEW, CA
$7M
-92.5% 1Y
KUN-LUN DEVELOPMENT CORPORATION
$7M

Get the full picture on LORA, JOSEPH B.

A free account gives you full profiles across 57,000+ ADV filers, state-level reports, and a watchlist to track LORA, JOSEPH B. and its peers. Owners, succession scoring and peer benchmarking are on the Intelligence plan.

Create a free account →See plans