RIA Intel›Advisers›Minnesota›LIONS GATE SOVEREIGN CAPITAL, LLC

LIONS GATE SOVEREIGN CAPITAL, LLC

Advisory

WHITE BEAR LAKE, MN

Data as of Mar 9, 2026 · Source: SEC Form ADV

Rank in MN

#497

of 511 advisers by AUM

AUM change, 1 year

-9.0%

21st percentile in MN

AUM CAGR, 3 year

+12.5%

compound annual growth

Average account

$138K

across 320 accounts

AUM per adviser

$22M

2 advisers

Filing history

10

filings since 2009

Source: SEC Form ADV. Figures as filed Mar 9, 2026.

Total AUM

$44M

1-Year AUM Growth

-9.0%

3-Year CAGR

+12.5%

Employees

2

Assets Under Management

Total AUM$44M

Discretionary AUM$0

Non-Discretionary AUM$44M

Discretionary %0%

Total Clients78

Team

Total Employees2

Investment Advisers2

Employee Growth (1Y)—

Filing History

Total Filings on Record10

First FilingJan 21, 2009

Latest FilingMar 9, 2026

Full AUM trend chart and 10 historical filings spanning 17+ years

Included with Pro →

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureLimited Liability Company

Fiscal Year EndDecember

Operates InMN

Succession Risk

Moderate risk

Composite band across five pillars

The underlying score, the five pillar breakdown, and the filing events behind it.

See plansIncluded with the Intelligence plan

Peer Benchmarking

26th percentile

Composite rank among MN advisers

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

See plansIncluded with the Intelligence plan

Owners & Officers

Names, titles, ownership bands and control-person status for each.

See plansIncluded with the Intelligence plan

Client Demographics

78 clients

15 high-net-worth

The full client-type breakdown and the share of AUM each category represents.

See plansIncluded with the Intelligence plan

Advisers of similar size in MN

Closest by assets under management. All figures from Form ADV.

KERWIN ASSET MANAGEMENT, LLC

$44M

ALPHACOPIA INVESTMENTS LLC

$44M

LIFESTAGE WEALTH MANAGEMENT GROUP LLC

ALEXANDRIA, MN

$44M

-0.6% 1Y

FORTRESS INVESTMENT SERVICES, LTD

$45M

KLANE WEALTH MANAGEMENT,LLC

ST. PAUL, MN

$45M

+1.5% 1Y

CRANE CAPITAL MANAGEMENT LLC

SPRING PARK, MN

$43M

Get the full picture on LIONS GATE SOVEREIGN CAPITAL, LLC

A free account gives you full profiles across 57,000+ ADV filers, state-level reports, and a watchlist to track LIONS GATE SOVEREIGN CAPITAL, LLC and its peers. Owners, succession scoring and peer benchmarking are on the Intelligence plan.

Create a free account →See plans