RIA Intel›Advisers›California›LIGHT CAPITAL LLC

LIGHT CAPITAL LLC

Advisory

N·SANTA MONICA, CA

Data as of Mar 31, 2026 · Source: SEC Form ADV

Total AUM

$135M

1-Year AUM Growth

-4.7%

3-Year CAGR

+0.9%

Employees

1

Assets Under Management

Total AUM$135M

Discretionary AUM$56M

Non-Discretionary AUM$79M

Discretionary %41.7%

Total Clients13

Team

Total Employees1

Investment Advisers2

Employee Growth (1Y)0.0%

Filing History

Total Filings on Record8

First FilingSep 8, 2022

Latest FilingMar 31, 2026

🔒 Full AUM trend chart and 8 historical filings spanning 4+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on LIGHT CAPITAL LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.