RIA Intel›Advisers›Wisconsin›LEVERTY FINANCIAL GROUP, LLC

LEVERTY FINANCIAL GROUP, LLC

Advisory

N·HUDSON, WI

Data as of Jan 22, 2026 · Source: SEC Form ADV

Total AUM

$677M

1-Year AUM Growth

+27.6%

3-Year CAGR

+13.6%

Employees

6

Assets Under Management

Total AUM$677M

Discretionary AUM$670M

Non-Discretionary AUM$7M

Discretionary %99%

Total Clients665

Team

Total Employees6

Investment Advisers8

Employee Growth (1Y)+25.0%

Filing History

Total Filings on Record16

First FilingJul 27, 2020

Latest FilingJan 22, 2026

🔒 Full AUM trend chart and 16 historical filings spanning 6+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on LEVERTY FINANCIAL GROUP, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.