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LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED

Advisory

N·CENTRAL

Data as of Jun 30, 2014 · Source: SEC Form ADV

Total AUM

$147M

1-Year AUM Growth

-53.6%

3-Year CAGR

-6.6%

Employees

3

Assets Under Management

Total AUM$147M

Discretionary AUM$147M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients—

Team

Total Employees3

Investment Advisers4

Employee Growth (1Y)—

Filing History

Total Filings on Record10

First FilingOct 7, 2011

Latest FilingJun 30, 2014

🔒 Full AUM trend chart and 10 historical filings spanning 3+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.