RIA Intel›Advisers›Florida›LEGEND ADVISORY, LLC

LEGEND ADVISORY, LLC

Advisory

N·PALM BEACH GARDENS, FL

Data as of Mar 29, 2019 · Source: SEC Form ADV

Total AUM

$1.9B

1-Year AUM Growth

-18.5%

3-Year CAGR

-2.6%

Employees

296

Assets Under Management

Total AUM$1.9B

Discretionary AUM$1.3B

Non-Discretionary AUM$658M

Discretionary %66.2%

Total Clients—

Team

Total Employees296

Investment Advisers303

Employee Growth (1Y)—

Filing History

Total Filings on Record69

First FilingJan 31, 2001

Latest FilingMar 29, 2019

🔒 Full AUM trend chart and 69 historical filings spanning 18+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on LEGEND ADVISORY, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.