RIA Intel›Advisers›California›LEGALIST, INC.

LEGALIST, INC.

Advisory

N·SAN FRANCISCO, CA

Data as of Jul 1, 2024 · Source: SEC Form ADV

Total AUM

$1.9B

1-Year AUM Growth

+18.8%

3-Year CAGR

+64.5%

Employees

16

Assets Under Management

Total AUM$1.9B

Discretionary AUM$1.5B

Non-Discretionary AUM$430M

Discretionary %77.5%

Total Clients15

Team

Total Employees16

Investment Advisers36

Employee Growth (1Y)0.0%

Filing History

Total Filings on Record12

First FilingNov 19, 2019

Latest FilingJul 1, 2024

🔒 Full AUM trend chart and 12 historical filings spanning 5+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on LEGALIST, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.