RIA Intel›Advisers›California›LEGACY WEALTH ADVISORS, LLC

LEGACY WEALTH ADVISORS, LLC

Advisory

N·SAN JOSE, CA

Data as of Mar 18, 2026 · Source: SEC Form ADV

Total AUM

$178M

1-Year AUM Growth

+12.7%

3-Year CAGR

+3.5%

Employees

4

Assets Under Management

Total AUM$178M

Discretionary AUM$168M

Non-Discretionary AUM$10M

Discretionary %94.4%

Total Clients55

Team

Total Employees4

Investment Advisers6

Employee Growth (1Y)—

Filing History

Total Filings on Record26

First FilingJul 16, 2003

Latest FilingMar 18, 2026

🔒 Full AUM trend chart and 26 historical filings spanning 23+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on LEGACY WEALTH ADVISORS, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.