RIA Intel›Advisers›Massachusetts›LEGACY FINANCIAL SERVICES, INC.

LEGACY FINANCIAL SERVICES, INC.

Advisory

LEXINGTON, MA

Data as of Mar 3, 2009 · Source: SEC Form ADV

Total AUM

$34M

1-Year AUM Growth

-23.8%

3-Year CAGR

-3.1%

Employees

0

Assets Under Management

Total AUM$34M

Discretionary AUM$6M

Non-Discretionary AUM$28M

Discretionary %18.3%

Total Clients—

Team

Total Employees0

Investment Advisers0

Employee Growth (1Y)—

Filing History

Total Filings on Record13

First FilingApr 9, 2002

Latest FilingMar 3, 2009

🔒 Full AUM trend chart and 13 historical filings spanning 7+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on LEGACY FINANCIAL SERVICES, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.