RIA Intel›Advisers›California›LEGACY FINANCIAL GROUP, LLC

LEGACY FINANCIAL GROUP, LLC

Advisory

N·TORRANCE, CA

Data as of May 26, 2020 · Source: SEC Form ADV

Total AUM

$75M

1-Year AUM Growth

-23.4%

3-Year CAGR

0.0%

Employees

6

Assets Under Management

Total AUM$75M

Discretionary AUM$13M

Non-Discretionary AUM$63M

Discretionary %17%

Total Clients—

Team

Total Employees6

Investment Advisers9

Employee Growth (1Y)—

Filing History

Total Filings on Record28

First FilingOct 31, 2001

Latest FilingMay 26, 2020

🔒 Full AUM trend chart and 28 historical filings spanning 19+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on LEGACY FINANCIAL GROUP, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.