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LEGACY CAPITAL MANAGEMENT, LIMITED LIABILITY COMPANY

SEC RegisteredAdvisory

GRANITE BAY, CA

Data as of Aug 27, 2026 · Source: SEC Form ADV

Rank in CA

#2,393

of 5,488 advisers by AUM

AUM change, 1 year

0.0%

34th percentile in CA

Average account

$543K

across 546 accounts

AUM per adviser

$70M

3 advisers

Filing history

3

filings since 2024

Source: SEC Form ADV. Figures as filed Aug 31, 2026.

Total AUM

$150M

1-Year AUM Growth

0.0%

3-Year CAGR

—

Employees

2

Assets Under Management

Total AUM$150M

Discretionary AUM$150M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients170

Team

Total Employees2

Investment Advisers3

Employee Growth (1Y)0.0%

Filing History

Total Filings on Record3

First FilingMar 8, 2024

Latest FilingAug 27, 2026

Full AUM trend chart and 3 historical filings spanning 2+ years

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Registration

SEC RegisteredYes

Exempt ReportingNo

Legal StructureLimited Liability Company

Fiscal Year EndDecember

Operates InCA, NV

Succession Risk

Lower risk

Composite band across five pillars

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

73rd percentile

Composite rank among CA advisers

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

6 on record

From SEC Schedule A/B filings

Names, titles, ownership bands and control-person status for each.

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Client Demographics

170 clients

44 high-net-worth

The full client-type breakdown and the share of AUM each category represents.

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Closest by assets under management. All figures from Form ADV.

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Counts advisers in California reporting AUM on their latest Form ADV.

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