RIA Intel›Advisers›Texas›LEE FINANCIAL COMPANY, LLC

LEE FINANCIAL COMPANY, LLC

Advisory

N·DALLAS, TX

Data as of Jul 31, 2026 · Source: SEC Form ADV

Total AUM

$1.7B

1-Year AUM Growth

+14.7%

3-Year CAGR

+4.1%

Employees

22

Assets Under Management

Total AUM$1.7B

Discretionary AUM$1.7B

Non-Discretionary AUM$31M

Discretionary %98.2%

Total Clients431

Team

Total Employees22

Investment Advisers39

Employee Growth (1Y)-4.3%

Filing History

Total Filings on Record47

First FilingFeb 1, 2001

Latest FilingJul 31, 2026

🔒 Full AUM trend chart and 47 historical filings spanning 25+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on LEE FINANCIAL COMPANY, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.