RIA Intel›Advisers›New York›LADENBURG THALMANN ASSET MANAGEMENT INC

LADENBURG THALMANN ASSET MANAGEMENT INC

Advisory

N·NEW YORK, NY

Data as of Jul 31, 2026 · Source: SEC Form ADV

Total AUM

$6.7B

1-Year AUM Growth

+29.9%

3-Year CAGR

+14.8%

Employees

14

Assets Under Management

Total AUM$6.7B

Discretionary AUM$1.8B

Non-Discretionary AUM$4.8B

Discretionary %27.5%

Total Clients3,334

Team

Total Employees14

Investment Advisers30

Employee Growth (1Y)0.0%

Filing History

Total Filings on Record90

First FilingMar 28, 2001

Latest FilingJul 31, 2026

🔒 Full AUM trend chart and 90 historical filings spanning 25+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on LADENBURG THALMANN ASSET MANAGEMENT INC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.