RIA Intel›Advisers›California›L.S.Y., INC

L.S.Y., INC

Advisory

N·SAN RAMON, CA

Data as of Jun 26, 2024 · Source: SEC Form ADV

Total AUM

$631M

1-Year AUM Growth

+20.7%

3-Year CAGR

+1.6%

Employees

32

Assets Under Management

Total AUM$631M

Discretionary AUM$629M

Non-Discretionary AUM$2M

Discretionary %99.7%

Total Clients762

Team

Total Employees32

Investment Advisers32

Employee Growth (1Y)-13.5%

Filing History

Total Filings on Record39

First FilingApr 25, 2001

Latest FilingJun 26, 2024

🔒 Full AUM trend chart and 39 historical filings spanning 23+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on L.S.Y., INC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.