RIA Intel›Advisers›Arizona›L. ROY PAPP & ASSOCIATES, LLP

L. ROY PAPP & ASSOCIATES, LLP

Advisory

N·PHOENIX, AZ

Data as of May 26, 2026 · Source: SEC Form ADV

Total AUM

$1.6B

1-Year AUM Growth

+12.4%

3-Year CAGR

+5.1%

Employees

10

Assets Under Management

Total AUM$1.6B

Discretionary AUM$1.4B

Non-Discretionary AUM$264M

Discretionary %83.7%

Total Clients644

Team

Total Employees10

Investment Advisers10

Employee Growth (1Y)—

Filing History

Total Filings on Record42

First FilingJan 31, 2001

Latest FilingMay 26, 2026

🔒 Full AUM trend chart and 42 historical filings spanning 25+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on L. ROY PAPP & ASSOCIATES, LLP

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.