RIA Intel›Advisers›Tennessee›KOPLAN & ASSOCIATES LLC

KOPLAN & ASSOCIATES LLC

Advisory

CHATTANOOGA, TN

Data as of Apr 8, 2026 · Source: SEC Form ADV

Average account

$69K

across 52 accounts

AUM per adviser

$4M

1 advisers

Source: SEC Form ADV. Figures as filed Apr 8, 2026.

Total AUM

$4M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

2

Assets Under Management

Total AUM$4M

Discretionary AUM$4M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients49

Team

Total Employees2

Investment Advisers1

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureLimited Liability Company

Fiscal Year EndDecember

Operates InTN

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

49 clients

3 high-net-worth

The full client-type breakdown and the share of AUM each category represents.

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Closest by assets under management. All figures from Form ADV.

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MODICA JR. JOSEPH NICHOLAS

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