RIA Intel›Advisers›Washington›KMS FINANCIAL SERVICES, INC.

KMS FINANCIAL SERVICES, INC.

Advisory

N·SEATTLE, WA

Data as of Nov 9, 2020 · Source: SEC Form ADV

Total AUM

$8.2B

1-Year AUM Growth

+28.0%

3-Year CAGR

+10.9%

Employees

390

Assets Under Management

Total AUM$8.2B

Discretionary AUM$6.7B

Non-Discretionary AUM$1.5B

Discretionary %82%

Total Clients—

Team

Total Employees390

Investment Advisers429

Employee Growth (1Y)—

Filing History

Total Filings on Record99

First FilingJan 29, 2001

Latest FilingNov 9, 2020

🔒 Full AUM trend chart and 99 historical filings spanning 19+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on KMS FINANCIAL SERVICES, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.